Vice President, Internal Audit, Wealth Management
About the Company
Acclaimed investment bank
Industry
Investment Banking
Type
Privately Held
About the Role
The Company is seeking a VP Senior Audit Manager to join their global investment bank. The successful candidate will be a key member of the internal audit team, with a focus on wealth management. This critical role involves leading audits across the firm's wealth management operations, ensuring the effectiveness of financial reporting, regulatory compliance, and risk management. The VP Senior Audit Manager will be responsible for developing a deep understanding of the business areas, leading audit testing, identifying risks, and making recommendations for control improvements. Collaboration with senior management is a significant aspect of the position, providing valuable insight into the firm's control environment. Applicants must have a minimum of 8 years' experience in internal audit or public accounting within the financial services industry, with a strong preference for those holding relevant certifications such as CPA, CFA, CIA, or NASD Series. The role requires strong leadership, interpersonal, and communication skills, as well as expertise in analyzing business risks and controls, particularly within the wealth management or private banking sectors. A 4-year degree in finance, accounting, or a quantitative discipline is essential, and a graduate degree is a plus. The ideal candidate will be adept at supervising junior team members, ensuring high-quality documentation, and contributing to department-wide initiatives to enhance audit processes and infrastructure.
Travel Percent
Less than 10%
Functions
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